Enterprise Risk Management (Preview)

Chapter 1 – Risk Management Awareness 45 Applied Corporate Finance (Winter 2015. Accessible through: onlinelibrary.wiley.com), p.41-46. (A043) 51 CSA, Overview (Website Accessed April 23, 2016, at www.csa-acvm.ca/aboutcsa.aspx?id=45). (P234) 52 Tara Gray, Canadian Response to the U.S. Sarbanes-Oxley Act of 2002 (Canada Library of Parliament, 2005, Accessible: www.lop.parl.gc.ca/content/lop/researchpublications/prb0537-e.htm), p.6. (P235) 53 CSA, Continuous Disclosure Obligations (National Instrument 51-102, Unofficial Consolidation - in effect as of October 31, 2011, Accessible at: www.osc.gov.on.ca/documents/en/Securities-Category5/rule_20111031_51- 102_unofficial-consolidation-post-ifrs.pdf), pp.89-178. (P189) 54 CSA, Corporate Governance Guidelines (National Instrument 58-201, April 2005, Accessible at: www.osc.gov.on.ca/documents/en/Securities-Category5/rule_20050415_58-201_gov-practices.pdf) (P236a) 55 Department of Justice, Criminal Code (Accessible through: www.justice.gc.ca/eng/) Sec. 425.1. 56 OSFI, About Us (Accessed April 24, 2016, at www.osfi-bsif.gc.ca/Eng/osfi-bsif/Pages/default.aspx) (P236) 57 OSFI, Guideline: Corporate Governance, Sound Business and Financial Practices (January 2013. Accessible at: www.osfi-bsif.gc.ca/Eng/Docs/CG_Guideline.pdf), pp.6-10. (P238b) 58 IOSCO, About IOSCO (Accessed 04/24/2016, at www.iosco.org/about/?subsection=about_iosco) (P241) 59 IOSCO, Principles for Periodic Disclosure by Listed Entities (Final Report, Technical Committee, February 2010, Accessible through: www.iosco.org/publications/?subsection=public_reports). (P242) 60 Basel Committee, Charter (2013. Accessible through: www.bis.org), p.1. (P243) 61 Basel Committee, Corporate Governance Principles for Banks (2015. Accessible through: www.bis.org), p.1. (P244) 62 Thomson Reuters, Thomson Reuters for Solvency II (2014. Access. through: risk.thomsonreuters.com) p.2.(P249) 63 Thomson Reuters, Thomson Reuters for Solvency II (2014. Access. through: risk.thomsonreuters.com) p.2.(P249) 64 Protiviti, New ORSA Requirement Set to Raise Expectations of Risk Management (2013. Accessible through: www.protiviti.com/en-US/Pages/default.aspx), p.1. (P250) 65 FSB, About the FSB (Accessed April 28, 2016, at www.fsb.org/about/) (P247) 66 FSB, Enhancing the Risk Disclosures of Banks (Report of the Enhanced Disclosure Task Force, October 29, 2012, Presented to Mark Carney, Chairman, FSB. Accessible through: www.fsb.org) (P248)

RkJQdWJsaXNoZXIy MTAwMjQ4Nw==